This is the foundational exam that covers basic knowledge of the securities industry. It’s a prerequisite for all other FINRA exams, making it the first step for anyone looking to enter the field.

This license allows you to sell mutual funds, variable annuities, and other packaged investment products. It’s ideal for those interested in financial planning and insurance.

Often referred to as the General Securities Representative Exam, this license qualifies you to sell a broader range of securities, including stocks, bonds, and options. It’s a must-have for anyone looking to become a stockbroker.

This is a state-level securities license that covers the principles of state securities regulations. It’s typically required alongside Series 6 or Series 7 for those who wish to sell securities within a specific state.

Ideal for aspiring stockbrokers who want to sell a wide range of securities.

Suited for those interested in mutual funds and variable products.

This combination is essential for stockbrokers looking to operate in specific states.

Best for financial professionals focusing on non-stock securities within a state.

Each of these licenses opens doors to different sectors of the financial industry. Whether you're drawn to the fast-paced world of stock trading, the advisory side of financial planning, or the steady growth potential of mutual funds and annuities, the right license allows you to specialize in your area of interest.

With the right combination of licenses, you can significantly enhance your earning potential. Licensed professionals often have access to commission-based earnings, bonuses, and other financial incentives that can lead to a lucrative career.

In a competitive job market, having the appropriate licenses makes you a more attractive candidate to employers. It demonstrates your commitment to the industry and provides you with the qualifications necessary to excel in various roles.

Series Course offers the flexibility to study at your own pace, making it easier to balance your education with your existing responsibilities. Whether you’re working full-time, caring for a family, or simply prefer to study during your free hours, the courses are accessible 24/7, allowing you to learn whenever it suits you best.

The courses are designed by industry experts to thoroughly prepare you for each licensing exam. We cover all the essential topics and provide practice exams to ensure you’re ready to pass on your first attempt. Whether you’re starting with the SIE or aiming for the Series 7, the curriculum is tailored to meet your specific needs.

Series Course is available to students in every state across the United States. This means that no matter where you live, you can access top-tier education and prepare for your securities exams without needing to attend in-person classes.

Online education often reduces costs associated with traditional classroom learning, such as commuting, textbooks, and other materials. With Series Course, you can achieve your educational goals in a more affordable and efficient way.

Holding a securities license comes with significant responsibility. You must adhere to strict ethical guidelines, ensuring that you always act in the best interest of your clients and comply with all regulatory requirements.

The financial industry is constantly evolving, and staying up-to-date with the latest regulations, market trends, and products is crucial. Series Course also offers Continuing Education (CE) programs to help you maintain your license and continue your professional development.

Licensed professionals are often entrusted with managing significant financial assets for their clients. Building and maintaining trust is key, requiring excellent communication skills, a deep understanding of the market, and the ability to provide sound investment advice.